AI Compliance Advisory
Rigorous advisory at the intersection of artificial intelligence, operational risk, and regulatory obligation.
AI Compliance Framework
Model Governance
Validation, documentation, and lifecycle controls for AI/ML models
Regulatory Mapping
SR 11-7, EU AI Act, SEC guidance, and NIST AI RMF alignment
Operational Risk
Third-party AI risk, model failure scenarios, and control frameworks
Audit Readiness
Examination preparation, documentation standards, and remediation
Practice Areas
End-to-end governance frameworks for AI and machine learning models — from development through deployment and ongoing monitoring. Aligned with SR 11-7 and emerging federal guidance.
Model risk management · Validation frameworks · Documentation standards
Structured assessment of AI-introduced operational risks across your enterprise. We identify control gaps, quantify exposure, and build defensible risk management programs.
Third-party AI risk · Scenario analysis · Control design
Practical compliance programs built around the regulatory frameworks that govern AI in financial services — including the EU AI Act, SEC guidance, and CFPB expectations.
EU AI Act · SEC AI guidance · CFPB · OCC expectations
Latest Insights
The extraterritorial reach of the EU AI Act creates compliance obligations for U.S. firms with European operations or customers. We examine the key requirements and a practical path to readiness.
8 min read
The Federal Reserve's model risk management guidance was written before large language models existed. Here is how leading institutions are extending SR 11-7 to cover generative AI.
11 min read
As financial institutions increasingly rely on vendor-supplied AI, the operational risk surface expands in ways traditional third-party risk frameworks do not address.
9 min read
Regulatory Alignment
We work with compliance officers, risk management teams, and legal counsel at financial institutions navigating the evolving AI regulatory landscape. Engagements are structured, confidential, and built around your specific obligations.
What to expect